Cybersecurity – Conducting Due Diligence of Cloud Computing Service Providers
This Sample Form is designed to help you investment adviser firm ask appropriate questions for Cybersecurity service providers Included with Gold and Platinum Packages.
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Product Description
Pursuant to Section 206 of the Investment Advisers Act of 1940, an investment adviser has a duty to its clients to conduct a reasonable investigation concerning any third parties that provide services to the investment adviser, including cloud computing service providers. To comply with this duty, an investment adviser needs to implement a system to conduct a due diligence review of any cloud computing service provider hired by the investment adviser. These procedures should be reasonably designed to ensure that each cloud computing service provider is properly investigated before an agreement is signed with the third party.
This Sample Form is designed to help you investment adviser firm ask appropriate questions for Cybersecurity service providers.
This sample form should be considered as a starting point; the investment adviser firm will need to customize this sample form to its business model and policies and procedures.
This sample document is delivered via the purchaser’s online subscription account with RIA Compliance Consultants. If the purchaser does not have an online subscription account, after the purchase, the purchaser will receive a follow-up email directing the purchaser to establish online subscription account. This step will need to be completed before our systems can deliver the sample document.
Included with Gold and Platinum Packages.